Sunday, 20 October 2013

Banking Terms

Crossed Cheque: These are two parallel transverse line either or with words ‘not negotiable’ across its face of a cheque

Account Payee Crossing: It is a direction to the collecting banker to collect it for the payee only. That is the cheque can be changed only to the payee or to the account of the payee

MICR:  Magnetic ink character recognition (MICR) is a character-recognition technology used to ease the processing and clearance of cheques and other documents. The MICR encoding (called the MICR line) is at the bottom of cheques and other vouchers.
MICR encoding includes:
·         document-type indicator
·         bank code
·         bank account number
·         cheque number and cheque amount
·         control indicator

Stale Cheque: A cheque is said be stale when it has not been presented by the payee within the stipulated time set aside by the financial institution regulatory body .

Minimum Balance: It is the balance which should be maintained in an account every time. It can be different to various according to each banks. Interest is calculated on daily basis. Interest is credited in accounts once in 6 months. Upto one lakh deposit, rate of interest is regulated by RBI. Above this bank can decide.

Know your Customer: It is the term used for customer identification process. It involves making reasonable efforts to determine true identity and beneficial ownership of accounts, source of funds, the nature of customer’s business, reasonableness of operations in the account in relation to the customer’s business, etc… which in turn helps the banks to manage their risks prudently. The objective of the KYC guidelines is to prevent banks being used, intentionally or unintentionally by criminal elements for money laundering.

Nature of Accounts

Joint Accounts: Joint account is a bank account shared by two or more individuals. All operations including closing have to be authorized by all the account holders.

Either Or Survivor is the most common type of joint account and is applicable between any two individuals. In this either of the two can operate the account and in the case of the death of one of the depositors, the other can continue or the final balance in the account along with all interests (as applicable at the time of closure) which will be paid to the survivor.

Anyone or Survivor account is normally held when more than two individuals start an account jointly. Here, any of the depositors can operate the account at a time. If any of the depositors expire, the others can continue the account and if required, the final balance along with interest will be paid to any of the survivor/s as requested.

Minor's Account
A person who has not completed the age of 18 is said to be a minor. A savings bank account can also be opened in the name of a minor jointly with a guardian. Here, only the guardian is supposed to operate the account on behalf of the minor. The guardian should be parents or in special cases, a legal guardian, as appointed by court. Some banks allow minors above the age of 12 to open and operate accounts independently

Account of Illiterate / Blind Person
Withdrawals from these accounts can be only done by them. No Cheque books are allowed. They should come personally for withdrawing money. For blind along with the signature, thumb impression is also obtained.

Banker’s lien
It is an enforceable right of a bank to hold in its possession any money or property belonging to a customer and to apply it to the repayment of any outstanding debt owed to the bank, provided that, to the bank's knowledge, such property is not part of a trust fund or is not already burdened with other debts. There are 2 types of lien. They are
General and Particular Lien.

Forged cheque
It is a genuine cheque that has been stolen from its original owner and used by a fraudster with a forged signature.

Foreign Exchange
It is the mechanism by which the currency of one country gets converted into the currency of another country

Export Import Bank of India (EXIM BANK)
·         It was established in 1982 under the Export-Import Bank of India Act 1981.
·         Purpose of EXIM is to enhance exports from India, integrate the country’s foreign trade and investment with the overall economic growth.
·         It is managed by a Board of Directors from the Reserve Bank of India, Government, Export Credit Guarantee Corporation of India, a financial institution, public sector banks, and the business community.
·         It provides financial support to exporters and joint venture projects

Export Credit Guarantee Corporation of India Limited (ECGC)
The Export Credit Guarantee Corporation of India Limited (ECGC) is a company wholly owned by the Government of India. It is based in Mumbai.
It is controlled by the Ministry of Commerce. Government of India had initially set up Export Risks Insurance Corporation (ERIC) in July 1957. It was transformed into Export Credit and Guarantee Corporation Limited (ECGC) in 1964 and to Export Credit Guarantee. ECGC is the fifth largest credit insurer of the world in terms of coverage of national exports. Its tagline is ‘You Focus on Exports, we cover the risks’. It is managed by a Board of Directors comprising representatives of the Government, Reserve Bank of India, banking, insurance and exporting community.
Functions
·         It provides export credit insurance support to Indian exporters.
·         Provides guidance in export-related activities
·         Makes available information on different countries with its own credit ratings
·         Makes it easy to obtain export finance from banks/financial institutions
·         Assists exporters in recovering bad debts
·         Provides information on credit-worthiness of overseas buyers

NABARD
It is expanded as National Bank for Agricultural and Rural Development. Its headquarters is in Mumbai. It was established on 12 July 1982. Its main focus is to uplift rural India by increasing the credit flow for elevation of agriculture & rural non-farm sector. RBI sold its stake in NABARD to the Government of India, which now holds 99% stake.
·         Serves as an apex financing agency for the institutions providing investment and production credit for promoting the various developmental activities in rural areas
·         Takes measures towards institution building for improving absorptive capacity of the credit delivery system, including monitoring, formulation of rehabilitation schemes, restructuring of credit institutions, training of personnel, etc.
·         Co-ordinates the rural financing activities of all institutions engaged in developmental work at the field level and maintains liaison with Government of India, State Governments, Reserve Bank of India (RBI) and other national level institutions concerned with policy formulation
·         Undertakes monitoring and evaluation of projects refinanced by it.
·         NABARD refinances the financial institutions which finances the rural sector.
·         The institutions which help the rural economy, NABARD helps develop.
·         NABARD also keeps a check on its client institutes.
·         It regulates the institution which provides financial help to the rural economy.
·         It provides training facilities to the institutions working the field of rural upliftment.
·         It regulates the cooperative banks and the RRB’s, and manages talent acquisition through IBPS CWE.

Devaluation
It is the lowering of the external value of the currency in relation to other currencies

Service Area Approach
This came into effect from April 1, 1989. It is a system of assigning specific areas to each bank branch in which it can concentrate for productive lending.

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